- NY Credits : 6.0
- TX Credits : 6.0
Upon successful completion of SEC Reporting, the user should be able to:
Identify the statutes and key regulations related to securities;
Recognize the different parts of Form 10-K, 10-Q, 8-K as well as proxy statements;
Determine the applicability of certain Staff Accounting Bulletins and SEC Comment Letters;
Identify PCAOB developments; and
Recognize the impact of the Dodd-Frank Act.