- NY Credits : 5.0
- TX Credits : 5.0
This course delves into the subject of investment fraud shedding light on specific areas to include prime bank fraud, promissory note fraud, advisor fraud, broker fraud, penny stock fraud and insider trading. In order to paint the picture, case studies have been included for each type of fraud. This course is most beneficial to professionals new to investment fraud who may be at the staff or entry level in organization but also for a seasoned professional with limited exposure to investment fraud.
Upon successful completion of this course, the user should be able to:
identify the nature and circumstances around prime bank fraud;
determine the facts of promissory note fraud;
recognize adviser and broker fraud; and
determine how fraudsters commit penny stock fraud and insider training.